以功能保留为核心的胆道肿瘤多阶段治疗体系:微创、动态功能评估与康复整合

冯磊 ,  李富宇

中国普通外科杂志 ›› 2026, Vol. 35 ›› Issue (02) : 230 -241.

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中国普通外科杂志 ›› 2026, Vol. 35 ›› Issue (02) : 230 -241. DOI: 10.7659/j.issn.1005-6947.260052
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以功能保留为核心的胆道肿瘤多阶段治疗体系:微创、动态功能评估与康复整合

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Function-preserving multistage management for biliary tract cancers: integration of minimally invasive surgery, dynamic functional assessment, and rehabilitation

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摘要

胆道肿瘤的长期生存仍依赖R0切除,但梗阻性黄疸、胆管炎、肝储备不足及系统治疗相关肝损伤,使围手术期风险集中于“胆汁淤积—感染—功能衰竭”链条,单纯依赖微创技术难以弥补由此带来的功能代价。基于最新指南与循证证据,本文提出以“功能可切除性”为核心的胆道肿瘤多阶段诊疗路径,涵盖转化/新辅助治疗、术前功能再评估、功能导向手术以及术后康复与长期随访。术前决策以未来肝残余“体积+功能”综合评估为基础,必要时联合99mTc-mebrofenin SPECT/CT及吲哚菁绿(ICG)清除试验进行区域功能定量,并通过选择性胆道引流、感染控制、营养与凝血优化及门静脉栓塞建立“功能安全窗”。术中整合ICG荧光、术中超声及三维重建以提高R0切除率并优化重建质量;术后依循加速康复外科理念管理,以肝切除后肝功能衰竭、术后临床相关胰瘘及患者报告结局为核心终点评价疗效。该路径强调“功能优先、微创其次”,通过动态评估、主动干预与结局量化的闭环管理,在保证肿瘤学根治性的同时最大程度保留器官功能与生活质量。

Abstract

Radical resection remains the cornerstone of long-term survival in biliary tract cancers (BTC). However, obstructive jaundice, cholangitis, impaired hepatic reserve, and treatment-related liver injury concentrate perioperative risks along a "cholestasis-infection-functional failure" cascade, and minimally invasive access alone cannot offset these functional costs. Based on current guidelines and emerging evidence, we propose a multistage care pathway centered on the concept of functional resectability, encompassing conversion/neoadjuvant therapy, preoperative functional reassessment, function-oriented surgery, and postoperative rehabilitation with long-term follow-up. Preoperative decision-making is anchored to combined "volume-plus-function" evaluation of the future liver remnant. When necessary, regional liver function is quantified using 99mTc-mebrofenin SPECT/CT and indocyanine green clearance testing, while selective biliary drainage, infection control, nutritional and coagulation optimization, and portal vein embolization are applied to establish a functional safety window. Intraoperatively, indocyanine green fluorescence imaging, intraoperative ultrasound, and three-dimensional planning are integrated to facilitate R0 resection and optimize reconstruction. Postoperatively, ERAS-based management is adopted, and key endpoints-including post-hepatectomy liver failure, clinically relevant postoperative pancreatic fistula, and patient-reported outcomes-are used to evaluate treatment benefit. This pathway emphasizes a "function-first, minimally invasive second" strategy, forming a closed loop of dynamic assessment, proactive intervention, and outcome measurement to maximize functional preservation and quality of life while maintaining oncological radicality.

Graphical abstract

关键词

胆道肿瘤 / 功能可切除性 / 最小侵入性外科手术 / 术后加速康复 / 患者报告结局

Key words

Biliary Tract Neoplasms / Functional Resectability / Minimally Invasive Surgical Procedures / Enhanced Recovery After Surgery / Patient‑Reported Outcomes

引用本文

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冯磊,李富宇. 以功能保留为核心的胆道肿瘤多阶段治疗体系:微创、动态功能评估与康复整合[J]. 中国普通外科杂志, 2026, 35(02): 230-241 DOI:10.7659/j.issn.1005-6947.260052

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胆道肿瘤(biliary tract cancers,BTC)包括肝内胆管癌(intrahepatic cholangiocarcinoma,ICC)、肝门部胆管癌(hilar cholangiocarcinoma,HCCA)、远端胆管癌(distal cholangiocarcinoma,DCC)以及胆囊癌(gallbladder cancer,GBC),在亚洲高发,起病隐匿且常伴梗阻性黄疸/胆管炎,初诊可切除率有限[1-2]。长期生存仍依赖R0切除与规范清扫并结合综合治疗,但围手术期风险集中于“胆汁淤积—感染—肝储备下降”功能链条,需同时守住肿瘤学与器官功能边界[1-3]。微创技术在肝胆胰复杂手术中快速发展,但入路必须服从R0与功能安全[4-5]。笔者主张以“功能可切除性”为决策基石:围绕未来肝残余(future liver remnant,FLR)“体积+功能”评估[必要时用99mTc‑mebrofenin SPECT/计算机断层扫描(computed tomography,CT)与吲哚菁绿(indocyanine green,ICG)清除试验],并通过选择性胆道引流、感染控制、营养/凝血纠正与门静脉栓塞(portal vein embolization,PVE)建立“功能安全窗”[3, 6-7]。据此构建贯穿转化/新辅助—术前功能再评估—功能导向手术—加速康复外科(enhanced recovery after surgery,ERAS)与长期随访的多阶段路径(图1),并以标准化结局集和学习曲线/转开腹标准操作流程(standard operating procedure,SOP)驱动持续质量改进。

1 功能保留视角下的适应证与分层决策

1.1 三维评估与进入手术窗口的“硬门槛”

1.1.1 解剖维度(影像与R0可及性)

以增强CT+磁共振成像(magnetic resonance imaging,MRI)/磁共振胰胆管成像(magnetic resonance cholangio-pancreatography,MRCP)为基础,必要时超声内镜(endoscopic ultrasound,EUS)评估血管受累。存在引流指征时行内镜逆行胰胆管造影(endoscopic retrograde cholangiopancreatography,ERCP)。影像结论用于界定R0可及性与是否需血管/胆道重建[3, 8]

1.1.2 功能维度(体积+功能并重)

采用“两步式”评估—先以15 min ICG潴留率(indocyanine green retention at 15 minutes,ICG‑R15)初筛全肝功能(>10%~14%提示高风险;>20%避免大范围切除或先优化),对黄疸、基础肝病或拟行扩大切除者升级至99mTc‑mebrofenin SPECT/CT,量化FLR区域功能,并以功能阈值而非单纯体积作为进入手术窗口的硬门槛。FLR功能不足者优先选择PVE,4~6周后复测功能再判定时机[6, 9-13]

1.1.3 全身维度(胆道通畅、感染、营养/凝血)

对需扩大肝切除、伴胆管炎或胆红素明显升高者,实施选择性胆道引流(优先引流FLR),在总胆红素(total bilirubin,TBIL)降至约<51.3 μmol/L、感染受控与国际标准化比值(international normalized ratio,INR)正常化后择期手术。围手术期按欧洲临床营养与代谢协会与ERAS建议进行营养与凝血优化 [3, 9, 14-15]

1.1.4 进入手术窗口的判定

需同时满足“R0可及+FLR功能达标+胆汁淤积/感染受控+营养/凝血纠正”四要素;任何一项不达标,应先行优化后再评估 [3, 6, 8-9, 13-15](评估流程见图2)。

1.2 转化/新辅助与“再评估—择期”框架

1.2.1 适应场景与复评频率

对边界可切除或局部进展病例,可采用化疗/免疫/靶向的转化或新辅助策略,欧洲肿瘤内科学会建议每6~8周进行1次以“解剖+功能+炎症”三维为核心的再评估,以免仅凭影像缩小而忽视功能风险[8]

1.2.2 肝毒性与免疫相关肝炎的识别与处理

系统治疗期间需警惕药物性肝损伤/免疫相关性肝炎;在排除胆道梗阻等非免疫性病因后,按欧洲肝病学会与美国国立综合癌症网络免疫毒性指引分级处理,≥2级应暂停治疗并启动糖皮质激素,密切监测合成功能[16-17]

1.2.3 辅助治疗与时机

根治性切除后优先考虑卡培他滨等辅助治疗;应在术后4~6周、功能状态稳定时启动,避免过度延迟影响生存获益[3, 18]

2 分病种路径与适应证分层

在功能保留视角下,适应证分层应以“解剖可切除性、功能可切除性与中心能力”三维框架统筹:前者界定R0可及性及是否需血管/胆道重建,中者以FLR与区域功能的匹配为核心,后者强调学习曲线、开放救援与重建质量控制的组织化能力。微创仅是手段而非目的,只有在同时满足“R0可及、FLR功能达标、炎症/淤胆受控、团队胜任”的前提下,方可进入微创窗口[19-21](分层算法见图3)。在FLR策略上,非肝硬化患者通常需FLR≥20%~30%;合并胆汁淤积或基础肝病时应提高至≥40%,并以99mTc‑mebrofenin SPECT/CT等区域功能达标作为硬门槛;当FLR不足时优先行PVE并在4~6周后再评估,肝门静脉结扎联合肝实质分离(associating liver partition and portal vein ligation for staged hepatectomy,ALPPS)虽可快速增容但在胆汁淤积/基础肝病背景下并发症发生率与死亡率更高,应极为谨慎,仅作为无法通过PVE达标时的少数备选[6, 12, 20, 22-23]。一旦在微创路径中出现切缘或清扫质量受限、需复杂血管或多腔重建或因暴露/止血不安全而威胁肿瘤学与器官功能边界,应果断中转开腹,以避免“全微创”取代肿瘤学与功能学本质[19-21, 24-25]

2.1 ICC

2.1.1 病灶定位与平台选择

外周型ICC、无需复杂血管/胆道重建且R0可及者,可在成熟中心实施微创解剖性肝切除;靠近肝门或预期需血管/胆道重建者,以开放或分期策略为主[19-21]

2.1.2 功能门槛与增容

除体积外应量化FLR功能(mebrofenin SPECT/CT);FLR不足优先PVE并“干预—再评估”;在胆汁淤积/基础肝病背景下,ALPPS虽增容快但并发症发生率与病死率更高,慎用[6, 12, 22-23]

2.2 DCC

2.2.1 入路与资质

随机对照试验(randomized controlled trial,RCT)显示跨越学习曲线后,腹腔镜胰十二指肠切除(laparoscopic pancreato-duodenectomy,LPD)在R0切除率与总体并发症发生率上不劣于开放胰十二指肠切除(open pancreatoduodenectomy,OPD),但LEOPARD‑2研究[24]提示早期存在安全信号;微创PD仅宜在高体量、设有转开腹SOP与外部质控的中心实施[24-26]。机器人平台在深部重建上具有优势,但同样依赖中心化培训与量效积累[27-28]

2.2.2 血管受累

合并SMV/PV受累时,开放路径下的联合切除与重建更可控;微创联合血管重建不作常规,仅限具备开放血管重建救援能力的成熟中心选择性探索[29-30]

2.2.3 重建与并发症控制

术中以胰瘘风险评分(fistula risk score,FRS)进行胰瘘风险分层,匹配吻合与引流策略。Blumgart式胰空肠与套入式胰胃在术后临床相关胰瘘(clinically relevant postoperative pancreatic fistula,CR‑POPF)等关键结局上相当,强调“流程稳定”重于“术式名目”[31-33]

2.2.4 幽门处理

保留幽门的PD(PPPD)与经典PD总体结局相当,并将延迟胃排空风险一并考量,是否保幽门按侵犯范围与营养需求权衡[34-35]

2.3 HCCA

2.3.1 适应证分层

Bismuth-Corlette Ⅰ/Ⅱ型、无明显血管侵犯、FLR功能达标且预计可实现R0切除者,可在高体量中心选择性开展微创;Bismuth-Corlette Ⅲ~Ⅳ型或需血管/多支胆肠吻合等复杂重建者以开放为主[4, 36-37]

2.3.2 证据概述

多中心回顾与系统综述显示,严格筛选下微创HCCA短期结局与R0切除率可接近开放,但对血管重建与多腔复杂重建的证据不足[4, 36]

2.3.3 血管处理

门区SMV/肝动脉(hepatic artery,HA)受累以开放下的选择性重建为主;一旦微创路径下暴露与重建质量不达标,应果断转换[38]

2.4 GBC

2.4.1 早期病变

T1a可行微创单纯胆囊切除;T1b及以上需扩大切除与区域淋巴结清扫,微创仅在不牺牲肿瘤学质量的前提下由具资质中心实施[39]

2.4.2 ≥T2病变

标准为肝床扩大切除±胆管切除重建与系统清扫;多项国际与多中心真实世界研究[40-42]提示,规范化微创路径在R0切除率与短期结局上可接近开放,但病例选择与无瘤操作至关重要。

2.4.3 执行要点

(1) 以“体积+功能”双门槛锁定ICC/HCCA的安全切除范围;FLR不足先PVE,ALPPS仅作极少数最后选项[6, 13, 23]。(2) DCC的微创PD需“中心化+分级实施+转开腹SOP”;血管受累优先开放联合重建;胰肠重建以风险分层与流程稳定为纲[24-25, 30, 32]。(3) HCCA微创仅限Bismuth-Corlette Ⅰ/Ⅱ型且FLR功能达标的高度选择病例;一旦涉及血管/多腔重建,开放为标准路径[36-37]。(4) GBC遵循分期导向与“根治优先”;任何可能降低R0切除率或清扫质量的“微创执念”应当被避免[39, 41]

2.4.4 不同术式的R0切除率及短期结局比较

现有研究显示,在严格病例选择及规范化技术路径下,微创BTC根治术在R0切除率及主要短期结局方面总体可达到与开放手术相当的水平。多项多中心回顾性研究及系统综述提示,微创手术在术中出血量及住院时间方面可能具有一定优势,但其安全性和可重复性高度依赖中心经验、病例选择及团队学习曲线。对于需要复杂血管重建或多腔胆肠重建的病例,开放手术仍是更为稳妥的标准路径。不同术式在R0切除率及主要短期结局方面的证据类型及适用边界见表1

3 关键技术:微创手术中的“损伤控制与功能维持”

3.1 复合导航与平台匹配:把“看得清、做得稳”作为安全底线

3.1.1 复合导航工具箱

以ICG荧光+术中超声(intraoperative ultrasound,IOUS)+三维(three-dimensional,3D)重建为基础,前者用于肝段/胆道与灌注评估,后两者用于切线校正与深部解剖确认。任何时点均以R0切除与安全止血优先;当导航结论与术野冲突时,切缘优先并果断转开腹[48-49]

3.1.2 平台与团队匹配

机器人在深部精细缝合与复杂重建上更稳,腹腔镜在肝实质离断与区域清扫更高效;平台选择服从“R0切除与功能保留”,并与团队能力匹配。项目实施需中心化与分级培训,配套SOP、视频质控与带教(proctorship),预设“转开腹SOP”;血管重建不应纳入早期学习曲线[26, 50]

3.2 切缘—清扫—重建一体化:以R0切除为纲,靠流程稳定降并发症

3.2.1 切缘与清扫

以R0切除为硬目标,ICG+IOUS用于实时边界校正;淋巴清扫强调站群化与整块完整性,质量优先于“数量”,建议同步报告阳性淋巴结与总淋巴结比例以提升可比性[48]

3.2.2 胆肠/胰肠重建

重建要义是“低张力、良好灌注、精准对合”,而非术式名目。胆肠吻合追求宽大、无扭曲的黏膜对黏膜对合,并按国际胰外科研究组(International Study Group of Pancreatic Surgery,ISGPS)分级对胆汁漏进行分层处置[51]。胰肠重建基于FRS风险分层选择技术并统一按ISGPS 2016口径上报,微创路径仅应在高体量、完成资质准入与规范化培训的中心推进[26, 50]

3.3 血管与转开腹阈值:把“可控重建”和“及时止损”写进SOP

3.3.1 血管处理

涉及主干PV/SMV/HA时,以开放下的选择性联合切除重建为主;微创血管重建不作常规,仅限具备开放救援能力的成熟中心在预设红线下选择性开展[38]

3.3.2 转开腹触发点

R0不可及或暴露/止血不安全、活动性大出血、预计多腔复杂重建质量受限等,均应立即触发转开腹,避免“微创执念”侵蚀肿瘤学与功能学边界[26, 38, 50]

3.3.3 围手术期关键阈值及触发干预策略

围手术期管理需要依托一系列可量化指标进行动态监测,以便在功能恶化或并发症发生前及时启动干预措施。针对肝功能储备、胆道感染控制、凝血状态及营养状况等关键环节,应设置相应的预警阈值,并在达到阈值时及时采取针对性干预措施,如强化抗感染治疗、优化胆道引流策略、加强营养支持或必要时调整手术时机等。通过建立“指标监测—阈值判断—触发干预”的标准化管理路径,可在一定程度上降低围手术期并发症发生风险并提高手术安全性。围手术期关键阈值及其对应的触发行动见表2

4 围手术期综合管理:ERAS 2.0与器官功能保留

4.1 术前优化与再评估:用“体积+功能+通畅/感染+营养/凝血”锁定手术窗口

4.1.1 功能安全窗与复评节奏

(1) 硬门槛“四要素”:R0可及性确认+FLR体积/功能达标+胆道通畅/感染受控+营养与凝血纠正;任一未达标先优化后再评估[8-9, 13]。(2) FLR评估:常规以体积评估结合ICG-R15初筛;黄疸/基础肝病/拟行扩大切除或边界病例,升级至99mTc‑mebrofenin SPECT/CT进行区域功能定量,更能预测肝切除后肝功能衰竭(post‑hepatectomy liver failure,PHLF)风险[6, 11, 13]。FLR功能不足者优先PVE,4~6周后复测“功能而非仅体积”决定时机;HCCA建议先选择性减黄,使TBIL<85 μmol/L后再实施PVE[37]

4.1.2 减黄路径与技术选择

(1) 何时减黄:TBIL>250~300 μmol/L或合并胆管炎;拟大范围肝切除或FLR临界者优先“选择性引流FLR”,目标是TBIL<51.3 μmol/L且稳定、感染受控后择期手术[8-9, 67]。(2) 如何减黄:DCC优先ERCP(短期拟手术者多选塑料支架);高位梗阻(HCCA)以ENBD/PTBD靶向引流FLR为主,ERCP失败或不可行时可选内镜超声引导胆道引流[14, 54-58]

4.1.3 感染控制与凝血/营养优化

(1) 胆管炎处置:尽快有效引流+早期广谱抗菌,复发/难治根据胆汁培养与药敏调整;“先控感染,再谈手术/增容”[8, 14, 67]。(2) 凝血/营养:补充维生素K与脂溶性维生素,优先免疫营养[9, 15]。(3) 围手术期优化与预康复:结合运动/营养/贫血与血糖管理、静脉血栓栓塞(venous thromboembolism,VTE)预防与戒烟减酒等打包实施,以提升耐受窗并降低并发症[9, 15, 68]

4.1.4 运行与质控要点

建议中心级监测ERAS依从度(≥70%为基线),按季度复盘“TBIL<51.3 μmol/L达标率、感染控制达标率、国际标准化比值(INR)纠正达标率、PVE后功能达标率”,作为进入手术窗口的过程关键绩效指标[9]

4.2 术后器官功能维持:目标导向复苏+引流与并发症算法+标准化结局上报

4.2.1 目标导向复苏与代谢管理

低并发症液体策略:目标导向补液(小剂量晶体液反应性评估;无反应及早血管活性药物),优先平衡晶体液,避免过量补液致肝/肠水肿;强化血糖管理(<180 mg/dL)与VTE预防,多模式镇痛减少阿片相关胃肠抑制,支撑早期肠内营养与活动[9, 15, 68]

4.2.2 引流与并发症防控

(1) 胆汁漏:术中坚持“低张力+良好灌注+精准对合”,必要时ICG查漏;术后以引流液胆红素>血清3倍等判定并分级管理,B/C级合并感染优先经皮/内镜引流,尽量避免早期再手术[9, 51]。(2) 胰瘘:术中FRS分层选择吻合与引流策略;PD术后第1天引流液淀粉酶<5 000 U/L可早拔,≥5 000 U/L高危者延迟拔管并强化监测[32, 59, 69]。(3) PHLF预防与识别:动态监测TBIL与INR,术后第5天后TBIL>50 μmol/L并INR升高定义PHLF,需结合综合并发症指数(comprehensive complication index,CCI)评估全身累积负担并早期多学科干预[70-72]。(4) 出血预警:引流液持续鲜红、24 h>500 mL或Hb快速下降即启动影像/介入/复手术通道,避免等待性恶化[9]

4.2.3 结局上报与质量改进

统一口径:PHLF(ISGLS)[71]、CR‑POPF(ISGPS 2016)[32]、胆汁漏(ISGLS)[51]、Clavien‑Dindo [73]、CCI[70]、30 d/90 d再入院与死亡;作为跨中心可比与持续改进的核心数据集[9]

4.3 ERAS 2.0与长期康复:早期肠内—胆汁酸/微生态—PRO—治疗时机

4.3.1 早期肠内与功能恢复

(1) 24 h内启动经口/空肠管喂养[9, 59]。(2) 脂溶性维生素常规补充[9, 15]

4.3.2 胆汁酸—微生态支持

通过早期肠内营养“重建胆汁入肠”与屏障修复;短程考来烯胺应对胆汁酸性腹泻,必要时合并洛哌丁胺;药物性胆汁淤积/瘙痒可试用熊去氧胆酸;个体化使用益生菌/可溶性纤维[9, 15, 67]

4.3.3 随访、PRO与系统治疗时机

(1) 影像学与检验:症状驱动复查(黄疸复现/发热/肝酶异常时行超声/CT/MRCP),常规监测肝功能与CA19‑9,避免无指征的影像学过度随访[3, 8, 67]。(2) PRO:建议采用QLQ-C30、BIL21于30/90 d、6/12个月评估,并以MID(多数域评分5~10)判读临床意义,作为康复计划迭代依据[64-65]。(3) 辅助治疗时机:根治术后4~6周、肝功能稳定且无活动性胆汁漏/感染时启动,尽量避免>12周延迟;真实世界支持在约7~8周内启动更可行[18, 74]。(4) 脆弱/高龄患者:开展综合老年评估,在肿瘤控制与功能维持间个体化权衡[75-76]。(5) 关于“功能性恢复时间”(time to functional recovery,TFR):BTC领域尚缺一致的功能性恢复复合终点定义,当前应依ERAS核心指标+PRO的“过程+结局”双维管理,谨慎解释TFR外推证据[59, 77]

5 专家观点与未来方向

5.1 功能优先、微创其次

决策以“R0可及+功能安全窗”为先:需同时满足R0可及、FLR体积—功能达标、减黄/控感染、营养—凝血纠正后再择期手术[3, 6, 9]。微创是手段不是目的:一旦R0或重建稳定性存疑,或暴露/止血不安全,立即转开腹,避免“微创执念”[3, 9]。FLR优化路径:FLR边界者优先选择性减黄与PVE,4~6周按“区域功能(而非仅体积)”再评估;ALPPS仅作为极少数备选[6, 9]

5.2 技术与能力:从器械到体系

学习曲线与中心化是前提:随机证据提示LPD在学习曲线早期存在安全风险,微创PD仅宜在高体量中心并设置转开腹SOP下开展[24]。导航与流程胜于术式名目:ICG/IOUS/3D规划用于“看得清、做得稳”;重建强调“低张力、良好灌注、精准对合”。技术升级服务于稳定流程与可复制质量。

5.3 中国路径与研究重点

坚持病例选择+无瘤操作:在“功能可切除性”与团队能力边界内,微创GBC与选择性微创HCCA的R0切除率与短期结局可接近开放,是否实施以功能与安全为先[36, 39]。结局导向升级:用PHLF(ISGLS)与PRO(QLQ‑C30/QLQ‑BIL21;参考MID判读)联动ERAS与康复随访,少堆过程指标,多看“功能与生活质量”[9, 65, 71]。证据建设优先级:以全国注册/真实世界平台为抓手,聚焦“功能结局+生存”的综合比较;围绕学习曲线、ERAS依从度与转开腹触发点开展外部质控 [9]

5.4 结语

把“功能保留”确立为BTC外科的共同语言:目标锁定R0与长期功能,路径依托中心化团队与标准化流程,技术创新服务于更好的功能、生活质量与生存,而非单纯“更微创”。

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