企业合规不起诉制度在经济违规治理中的适用与完善

Application and Improvement of the Corporate Compliance Non-Prosecution System in Economic Violation Governance

摘要

随着我国市场经济的高速发展，经济违规开始呈现多元化的发展趋势，经济违规的手段隐蔽，且具有危害复杂化的特征，因此，传统“以罚代刑”的治理方式已无法适应企业健康发展与社会经济稳定的要求。企业合规不起诉制度作为衔接刑事司法与企业治理的重要制度应运而生，企业合规不起诉制度通过“司法激励”和“合规约束”的机制，在有效惩治经济违规的同时，起到保留企业发展活力，促进企业健康发展的目的，本文浅析企业合规不起诉制度在经济违规治理中的适用与完善，旨在剖析适用困境，探索完善方向，以期实现制度价值与治理效能的最大化。

Abstract

With the rapid development of China’s market economy, economic violations have exhibited diversified trends, characterized by covert methods and increasingly complex hazards. Consequently, the traditional “penalty-for-crime” approach can no longer meet the requirements for corporate healthy development and social economic stability. The Corporate Compliance Non-Prosecution System, as a crucial mechanism bridging criminal justice and corporate governance, has emerged. Through mechanisms of “judicial incentives” and “compliance constraints,” this system effectively punishes economic violations while preserving corporate vitality and promoting healthy development. This paper analyzes the application and improvement of the Corporate Compliance Non-Prosecution System in economic violation governance, aiming to identify implementation challenges and explore optimization directions to maximize institutional value and governance effectiveness.

关键词

企业合规 / 不起诉制度 / 经济违规治理 / 适用与完善

Key words

corporate compliance / non-prosecution system / economic misconduct governance / application and improvement

参考文献

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