“双碳”战略下电力能源企业合规经营风险防控体系构建

Construction of Compliance Operation Risk Prevention and Control System of Electric Power Energy Enterprises under the “Double Carbon” Strategy

摘要

在国家“双碳”目标与能源结构转型背景下，国有电力能源企业面临合规治理与风险防控的双重压力。本文以国有电力企业合规经营为出发点，立足政策驱动与产业实践，梳理合规经营的内涵与运行要素，解析“双碳”导向下风险谱系的变化，并基于企业治理、业务流程与项目运作三条主线提出可操作的风险防控体系构建要点。文章结合中国其他典型企业合规实践与政策文件，提出五项落地措施，侧重组织职能协同、制度嵌入、流程控制、绩效约束与外部互动机制的协同设计。通过本研究旨在为国有电力能源企业在“双碳”情境下建立稳健合规防控体系提供实务参考。

Abstract

Under the background of the national “dual carbon” goals and energy structure transformation, state-owned power and energy enterprises face dual pressures of compliance governance and risk prevention. Starting from the compliance operation of state-owned power enterprises, this paper, based on policy-driven and industrial practice, sorts out the connotation and operational elements of compliance operation, analyzes the changes in the risk spectrum under the “dual carbon” orientation, and proposes operational key points for building a risk prevention system based on three main lines: corporate governance, business processes, and project operations. Combining the compliance practices and policy documents of other typical enterprises in China, the article puts forward five implementation measures, focusing on the coordinated design of organizational functions, institutional embedding, process control, performance constraints, and external interaction mechanisms. This study aims to provide practical references for state-owned power and energy enterprises to establish a robust compliance prevention system under the “dual carbon” context.

关键词

“双碳”战略 / 国有电力能源企业 / 合规经营 / 风险防控体系 / 构建

Key words

“Dual Carbon” strategy / state-owned power and energy enterprises / compliance operations / risk prevention and control system / establishment

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